Warrant Holder | Issue Year | Expiration | Underlying Shares | Exercise Price | ||||
Third Security Investors(1) | 2010 | December 2015 | 431,025 | $6.96 | ||||
Various Institutional Holders(2) | 2012 | February 2017 | 952,925 | $12.96 | ||||
Third Security Investors(2) | 2012 | February 2017 | 144,675 | $12.96 | ||||
Various Institutional Holders(3) | 2013 | January 2018 | 441,656 | $9.00 | ||||
Third Security Investors(3) | 2013 | January 2018 | 250,000 | $9.00 | ||||
2,220,281 | ||||||||
(1) | This Warrant was issued in connection with the issuance of warrants to purchase shares of our Series A Preferred Stock to the Third Security Investors in December 2010. The number of underlying shares shown reflects the number of shares of common stock issuable upon conversion of the shares of Series A Preferred Stock for which this Warrant is currently exercisable. |
(2) | These Warrants were issued in connection with the Private Placement completed in February 2012 and are classified as a liability in our financial statements. See Footnote 12 - Fair Value. These warrants also contain certain anti-dilution provisions that provide for an adjustment to the exercise price and number of shares issuable upon exercise of the warrant in the event that we engage in certain issuances of shares of our common stock at a price lower than the exercise price of the warrant. |
(3) | These warrants were issued in connection with the offering, which was completed in January 2013. |