LIGHTING SCIENCE GROUP CORP | 2013 | FY | 3


As of December 31, 2013, the Company had the following warrants outstanding for the purchase of common stock:

 

Warrant Holder

  

Reason for Issuance

   Number of
Common
Shares
     Exercise
Price
     Expiration Date

Investors in rights offering

   Series D Warrants      567,912       $
$
5.57 to
5.59
  
  
   March 3, 2022 through April 19,
2022

The Home Depot

   Purchasing agreement      5,123,715       $ 1.95       2014 through 2018

RW LSG Management Holdings LLC

   Riverwood Warrants      12,664,760         Variable       May 25, 2022

Certain other investors

   Riverwood Warrants      5,427,751         Variable       May 25, 2022

Cleantech Europe II (A) LP

   September 2012 Warrants      3,406,041       $ 0.72       September 25, 2022

Cleantech Europe II (B) LP

   September 2012 Warrants      593,959       $ 0.72       September 25, 2022

Portman Limited

   September 2012 Warrants      4,000,000       $ 0.72       September 25, 2022

Aquillian Investments LLC

   Private Placement Series H      830,508       $ 1.18       September 25, 2017

Pegasus

   Pegasus Warrant      10,000,000         Variable       May 25, 2022
     

 

 

       
        42,614,646      

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