Kior Inc | 2013 | FY | 3


Warrant Holder

Type of Warrant

Shares underlying warrants issued as of December 31, 2012

Shares underlying warrants issued during the period ended December 31 2013

Shares underlying warrants exercised during the period ended December 31, 2013

Shares underlying warrants outstanding at December 31, 2013

1538731 Alberta Ltd.

ATM

-

148,355

-

148,355

 

PIK

61,264

133,429

-

194,693

 

Other (1)

278,055

-

-

278,055

1538716 Alberta Ltd.

ATM

-

264,890

-

264,890

 

PIK

109,391

238,242

-

347,633

 

Other (1)

496,472

-

-

496,472

KFT Trust, Vinod

ATM

-

686,745

-

686,745

Khosla, Trustee

PIK

85,327

563,073

-

648,400

 

Subsequent Drawdown Warrant

-

2,139,997

-

2,139,997

 

Other (1)

387,263

-

-

387,263


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